
A Tentative Theory of Frictional Electricity.
[Read before the Auckland Institute, 31st July, 1928; received by Editor, 11th October, 1928; issued separately, 25th March, 1929.]
As far as is ascertained with any certainty, the following are at present the proved experimental facts relating to the phenomenon traditionally known as frictional electricity:—
| (1) |
Substances rubbed together (when insulated) give opposite charges, in equal amount. One at least of the substances must be an insulator. The substances may be solid and solid, solid and liquid, solid and gas. |
| (2) |
Substances may be arranged in a series such that the signs of the charges acquired may be determined by the order in the series. (There is much variation in the orders of such series but each worker, using materials differently prepared, seems to obtain a fairly consistent order.) |
| (3) |
The amount of charge generated seems practically independent of the normal pressure and independent of the relative speed of the surfaces. |
| (4) |
The amount of charge generated rises to a maximum after a certain amount of rubbing (when the surfaces rubbed remain the whole of the surfaces originally put in contact). A small fraction of the charge is given on direct contact but the great majority of the charge only results after some robbing and then remains constant in amount, independent of further rubbing. |
| (5) |
The amount of charge produced depends on the insulation strength across the dielectric space between the rubbing substances. It is thus approximately the same for dry gases; the charges recombine if the intervening gap is made conducting; the charge is distinctly less in pure paraffin oil (which has a lower dielectric strength at these distances). |
| (6) |
The charge produced is independent of the capacity of the specimens (provided the areas rubbed remain the same); all of each charge produced remains on its respective surface until the specimens are separated. |
| (7) |
Charges can be generated by pressure, impact or rubbing; the maximum density obtained in air seems to be about 20 E.S.U./cm.2 (Cf. (5)). |
| (8) |
The charges do not appear to be maintained by any intrinsic potential difference; if surfaces after rubbing are left “together” the charges remain unaltered but are dissipated if the gap is rendered conducting, e.g., by ionisation. |
| (9) |
With optically flat surfaces (flat to half wave-length of sodium light) the amount of rubbing necessary for the maximum charge seems diminished. |

| (10) |
Rods apparently similar, e.g, of clean glass, can be made to yield opposite charges by rubbing one, at one fixed point, along a line on the other or by warming one; the sign may thus be changed at will. |
| (11) |
Different crystal-faces give different charges (but this effect not large enough to affect the position of the chemical compound in a series); similar faces gave no charge; the relative position of metals in the series agreed with their relative “electron affinities” as determined by ionisation potentials, thermionic effects, photo-electric effects, electrode potentials. |
Reviewing the above facts, which represent the general phenomena known, it is apparent that (5) and (6) are independent of the mechanism of production of the charge and relate to the observation of the quantity of charge; again that (3) and (4) eliminate the action of “friction” in the normal sense of the term. It is also obvious that the effect is a surface one and hence is very dependent on the cleanliness and general nature of the surfaces involved. Further, it is evident that much more quantitative work must be done before any theory can be fully elaborated or substantiated. It seems opportune, however, to consider briefly the possibility of stating a theory if only to serve as a stimulus to further quantitative work in this field and the present communication is an attempt in this direction.*
We proceed then to postulate assumptions:—
| 1. |
At the immediate surface of a dielectric there exists a surface-field varying in magnitude and direction with the particular dielectric. (This assumption may extend to liquids.) |
| 2. |
At the immediate surface of a metal there exists a similar surface-field. |
| 3. |
Charging is effected by the transfer of electrons from one surface to the other. |
| 4. |
Ordinarily, surfaces have adsorbed layers of gas on them masking these fields. |
Examining these assumptions, 4 is more a fact of experience than an assumption; and 3 is extremely probable in view of the greater mobility of electrons because of their smaller mass. 2 seems fairly probable on the lattice theory of the structure of metals, viz., a positive atom-lattice with an interpenetrating electron-lattice. If we consider the boundary surface of such an arrangement, it seems probable that the surface electron-layer will not remain at the mean lattice-distance but will be drawn towards the inside (with consequent distortion of the surface). The exact surface configuration will depend on the relative positions of the positive ion and the electron-
[Footnote] *I feel that some apology is necessary for the form of this present communication but, after delaying publication for some time, I have decided that it would probably be best to publish in the general form of this paper rather than to wait until a more finished publication with references can be evolved. This will, I hope, be possible later on when more time can be obtained from routine work. The majority of the necessary references will be found in a paper by W. A. Macky, Proc. Roy. Soc., A, 119, page 107, 1928.

lattices but it seems fairly probable that there will be some external field.
Assumption 1 also seems fairly probable for “solid” dielectrics. Apparent solids fall into two classes—crystals (the only real solids) and quasi-solids, such as glass which in reality are liquids of great viscosity. In crystals we have the lattice structure which at the surface will undoubtedly give surface-fields within a distance of a few molecular diameters. In the viscous liquids, the assumption is more doubtful but it can be pointed out that the Debye theory of dielectrics,* which has met with great success in the case of gases and dilute solutions, assumes permanent dipoles in the dielectric (these being oriented by an applied external field) thus giving polarisation in the dielectric. As Debye points out, some such dipoles are really to be expected as the normal state of matter since their absence would imply absolute symmetry in the particles and in the fields on the particles. Adsorption of all gases at the surface of glass seems to point to some surface-field as postulated.
In general, there is some considerable evidence for surface-fields of the type postulated. The work necessary to remove electrons from a metal surface necessitates such a field; contact potentials and the Peltier effect indicate variations of this field from metal to metal. The surface-energy of a crystal-face (varying with the face) must be related to the surface-fields. The alteration in the contact of mercury and glass (from convex to concave meniscus in mercury) when all adsorbed gases are removed, shows the importance of adsorption in this case and as mentioned above, the adsorption phenomena generally would support such a postulate. It is found that surface-films, one molecule thick, on liquids have definite orientations of the molecules. And, finally, on Laplace's theory of surface-tension there exists a force normal to the surface; if this, as seems probable, is electrostatic, then it will orient any natural dipoles in a solid-liquid, so that they are end-on at the surface (such a picture being the “mean” picture, exclusive of thermal agitation).
On the basis of these assumptions, we can picture the phenomena occurring when a flat solid dielectric is brought against a flat metal surface. There are the films of adsorbed gas separating the two; pressure will displace some of these molecules but only those at the “contact spots.” There are thus few places of contact, but if the surfaces are rubbed together, the area of contact is greatly increased, the adsorbed “gas” film being displaced sideways. When the surfaces are within molecular distance (of the order of 10-7 cm.) the surface-fields become operative (beyond this the field falls off, becoming zero at greater distances since the bodies are as a whole neutral). The exact phenomena of operation of the fields will vary with the particular cases; two fields in the same direction will cooperate; but if opposed, the stronger will determine the direction of electron transfer. If the electron goes to the metal, this acquires a negative surface charge and leaves the dielectric positive (on the surface); the electrons will spread over the metal-surface; the surface of the dielectric will be strained (e.g., if a crystal, the lattice
[Footnote] *Marx, Handbuch der Radiologie, Band 6.

must be disturbed). The converse occurs if the electron transfers in the opposite sense. In either case the effect is a surface one-the quantity entering into consideration is the surface density and there will be a maximum density determined by (1) the dielectric strength when this is a limiting factor (experiments done by Mr. Macky in the Physics Laboratory here have indicated the importance of this limitation in almost all, if not all, quantitative work hitherto done on the subject), (2) the surface-density of charge necessary to neutralise the surface-field; at least on those parts operative (in the lack of absolute flatness). We might anticipate in this case an increasing density of charge with flatness of the surface, until with absolutely flat surfaces and no dielectric film in between, we should approach a surface-density of the order of that existing, by postulation, owing to natural polarization of the surface.
Obviously since the effect is a surface one, the rest of the specimens do not matter, i.e., the density obtainable is independent of the capacity of the metallic specimen. Obviously also the pressure necessary is only that for contact at the contact spots (where the actual pressure, i.e., thrust per unit area, is probably high); the relative unimportance of pressure is thus easily understood. Again the electron transfer when it does occur probably occurs very quickly and we can see the reason for the absence of any velocity effect in the rubbing.
The so-called frictional series will represent the relative actions of the surface-fields, e.g., if we state a unit F and designate a field as positive when in the direction of the outward normal, then a substance + F will become negative with respect to one with — F; 3F will be negative to 2F, and so on, if we assume equal binding of the electrons in each case. Actually, the resultant effect will be due to the difference of the algebraic sums of the external force and the binding force in each surface, e.g., if an electron is held with f′ and is acted on by F, then (F — f′ is the ejecting force. Thus the electron transfer is determined by (F — f′) — (F′ — f), i.e., (F — F′) — (f′ — f). It should be of interest to work with crystal structures and build up a predicted series.
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Let us consider the external surface-fields and their action. In the case of the metal and of a true solid (a crystal), we have the fields due to lattice-structures. These can be evaluated fairly simply, once the surface-deformation is assumed, i.e., the resultant movement due to the surface-discontinuity. Without taking this into account, it is easy to calculate that the surface-field is due mainly to the outermost layer. For example, let us suppose a structure on the cubical system with every particle carrying the same charge e at an equal distance d from its neighbours, and such that planes parallel to the surface are at the same distance d, and alternatively positive and negative. If we suppose the surface-plane positive and consider a point P distant d from this plane, then the total force at P comes out as about 3.5 e/d2, whereas that due to the top plane only is 4 e/d2. If e is the electronic charge and d = 5 × 10-8, F = 5 × 10-10 × 4/25 × 10-16=c.106 E.S.U., an enormous field = 300 × 106 volts/cm.

Obviously this field falls off rapidly with the distance, thus the top plane gives a force + 4 e/d2, the next one —86 e/d2, the next +3 e/d2, etc., the total being about + 3.5 e/d2.
If we take the point P at 2d from the plane, then we have +86 e/d2 —3 e/d2, etc.
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and F =5 e/d2 = 105 E.S.U.
The force is thus reduced by a factor 7 on doubling the distance. (These forces will be reduced by the distortion of the lattice at the free surface but will remain probably of this magnitude.)
A similar result follows if we consider a polarised surface, as may exist on glass, with dipoles of moment M. For a similar structure to that above, i.e., planes of dipoles parallel to the surface with distance d between the planes and a square arrangement of dipoles in any one plane, d being the side of the square, then assuming a negligible magnitude for the separation in each dipole, the field at the point P, distant d from the surface, is of the order M/d3, actually about 10 M/d3. In this case the decrease with distance will be still more rapid.
Now on Debye's theory, M for liquids investigated, e.g., water, alcohol, etc., is of the order 10-18. If glass has a similar moment, then
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F = 10 × l0-18/10-21 (Putting d = 10-7 for mol.) = 104 E.S.U. (This will be greater if M is larger.)
Now the action of these fields is to cause electron transfer. Recently electrons have been drawn from cold metals in the highest vacuum by the use of very large fields of the order 106 volts/cm. = 3 × 103 E.S.U./cm.; the current was found to be a function of the field and independent of ordinary variation of temperature. On our conception, the field due to a suitable dielectric would act similarly and we see that ample strength of field seems to be available.
Again, when the electron transfer is from the dielectric, this corresponds to the break-down of the dielectric molecules. Assuming a similar order of phenomenon in these surfaces to that observed in a mass of the dielectric (and it seems probable that the break-down in a mass starts near the electrodes, where there is the greatest potential drop, as Joffé has found*), this transfer field should be of the same order as the break-down field that determines the dielectric strength of the material. These for good dielectrics are of the order of 105 to 106 volts/cm., i.e., 300 to 3,000 E.S.U., again a field easily realised on the above reasoning.
The effect of rise of temperature would probably be to weaken the surface-fields, both by the agitation and by the decrease in density of the packing. The experimental data are, however, very meagre as yet but some results of Shaw's show temperature effects between apparently similar rods.
In general, I think it may be said, that the theory outlined above gives a working hypothesis and seems to be at least as well-founded as any of the vaguer contact or friction ideas.
Physics Department,
Auckland University College, N.Z.
[Footnote] *Joffé, Annalen der Physik, 72, 461, 1923.
